| Jun 28, 2011 | Bloomberg on FINRA as Investment Adviser SRO |
| Apr 18, 2011 | Investment Adviser Group Supports SROIIA |
| Mar 29, 2011 | Articles/Posts on SROIIA #3 |
| Mar 19, 2011 | House Republicans on Fiduciary Duty for Brokers |
| Mar 19, 2011 | OX in SOXA to Lobby for IA-SRO |
| Mar 17, 2011 | SEC User Fees for Adviser Inspections? |
| Mar 16, 2011 | SEC Budget Cuts = Fewer IA Exams |
| Mar 14, 2011 | Articles/Posts about SROIIA #2 |
| Mar 13, 2011 | Shift to Fee-Only Planners |
| Mar 13, 2011 | Ethics Hot Spots for Financial Advisers |
| Mar 12, 2011 | When Your Adviser Can’t Be Trusted |
| Mar 10, 2011 | Articles/Posts about SROIIA |
| Mar 09, 2011 | BLS Press Release on SROIIA |
| Mar 08, 2011 | SEC offers 3 options for RIA oversight |
| Mar 08, 2011 | FSI Endorses FINRA as SRO for Investment Advisors |
| Mar 08, 2011 | Investment Advisors Do Not Need an SRO |
| Mar 08, 2011 | Formation-Related docs |
| Mar 08, 2011 | Coalition Letter re FINRA as SRO |
| Mar 08, 2011 | Adviser Associations’ links |
| Mar 08, 2011 | Article on FINRA as SRO |
| Mar 08, 2011 | FINRA comments re examinations |
| Mar 08, 2011 | 914 Study/Republican Dissent |
| Jan 14, 2011 | Self-Regulation for Advisers? |
