Mar10

Articles/Posts about SROIIA

by Mercer Bullard on March 10th, 2011 at 10:53 am
Posted In: Active Projects, SROIIA

IN Insider: Can law students do a better job than Finra? We may find out
 (registration may be required)

Advisor One: FINRA Alternative: New SRO With ‘Bona Fide’ Fiduciary Standard for RIAs

Registered Rep Magazine: Law Students, Mercer Bullard Launch SRO For Investment Advisers

Investment News: Law students’ SRO aims to ‘give Finra a run for its money’

advisors4advisors: Law Students Come Up With Their Own Fiduciary SRO For RIAs